Charles Scott
Charles Scott is a registered investment advisor at Pelleton Capital Management, LTD., based in Scottsdale, AZ, with 26 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 32 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pelleton Capital Management manages investments for a fee based on a percentage of the assets they manage. The fees range from 0.75% to 1.50% per year, depending on the amount invested and the complexity of the client's needs. The exact fee is determined on a case-by-case basis and is specified in a written agreement. Fees are billed in advance at the end of each quarter.
Location
Scottsdale, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles has been self-employed as an independent insurance agent since 1993.
Employment History
Current Registrations
Pelleton Capital Management, LTD.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.