Areas of Practice
Business OwnersHigh Net WorthInvestment ManagementRetirement PlanningTax Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
5 clients
Average Client Portfolio
$35K average
Assets Under Management
$173K
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Contact
Chad Lively
Location
Newport, KY
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chad has an active insurance license but will not offer insurance products to clients. Chad is also a Tax Expert at Intuit, providing tax support.
Employment History
Current Registrations
Lively Financial LLC
January 2023 - Present · 3 yrs 2 mos
Previous Registrations
Touchstone Advisors INC
March 2021 - November 2022 · 1 yr 8 mos
Touchstone Securities, INC.Broker
March 2021 - November 2022 · 1 yr 8 mos
Bankers Life Advisory Services, INC.
September 2020 - February 2021 · 5 mos
Bankers Life Securities, INC.Broker
September 2020 - February 2021 · 5 mos
State Registrations2 states
KYOH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
Contact
Chad Lively