David Hicks is a CFP-designated registered investment advisor at Petersen and Hicks, based in Campbell, CA, with 3 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Petersen and Hicks does not charge a percentage of your portfolio for investment advice. Instead, they charge a flat fee for their Investment Portfolio Advisory Services, which will not typically exceed $10,000. The specific fee will be detailed in your advisory agreement and is negotiable.
Location
1901 S. Bascom Ave, #1400, Campbell, CA, 95008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is involved in non-CPA tax preparation and planning through Petersen & Hicks since 2020. This activity is not investment-related.
Employment History
Current Registrations
Petersen and Hicks
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.