Ashton Thomas Tate

Sprott Asset Management USA INC.

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Sprott Asset Management USA INC.

Compensation

Fee-Only (AUM)

Firm Size

24 advisors

Number of Clients

2,613 clients

Average Client Portfolio

$1.8M average

Assets Under Management

$4.6B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

320 Post Road, Suite 230, Darien, CT, 06820

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Sprott Asset Management USA INC.

April 2023 - Present · 2 yrs 10 mos

Sprott Global Resource Investments LTDBroker

October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Sprott Asset Management USA INC.

March 2023 - April 2023 · 1 mo

State Registrations52 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.