MF
MF

Miles Finnegan

2 Years of Experience
New York, NY
Broker

Miles Finnegan is a registered investment advisor, based in New York, NY, with 2 years of industry experience.

Location

1166 Avenue of the Americas, 30th Floor, New York, NY, 10036

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cohen & Steers Securities, LLC
April 2025 - Present · 1 yr
Cohen & Steers Capital Management INC.
April 2025 - Present · 1 yr
Cohen & Steers Securities, LLCBroker
April 2025 - Present · 1 yr
Previous Registrations
Nuveen Asset Management, LLC
November 2023 - March 2025 · 1 yr 4 mos
Nuveen Securities, LLCBroker
June 2023 - March 2025 · 1 yr 9 mos
State Registrations7 states
MAMENHNJNYRIVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Miles Finnegan - Financial Advisor | TrueAdvisor