James Maxwell is a registered investment advisor at Main Management, LLC, based in San Francisco, CA, with 2 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 231 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
Maximum fee for SMA accounts managed directly. Fees may vary based on asset levels, relationships, and account type. Wrap fee programs may have fees up to 0.75%.
Fee Estimator
Location
601 California Street, Suite 300, San Francisco, CA, 94108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Main Management, LLC
State Registrations1 state
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