Richard Warfield is a registered investment advisor at Simplicity Wealth, based in Hudson, OH, with 2 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,619 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Simplicity Wealth's fees are based on a percentage of your assets under management, ranging from 0.10% to 2.00%. The specific fee depends on the services selected by your advisor. The fees cover investment management, research, monitoring, and other operational services. Additional fees may include model manager fees, custodial fees, and transaction fees. Simplicity Wealth also offers proprietary model portfolios.
Location
Hudson, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a CPA and owner of Warfield & Company CPAs, LTD, dedicating nearly full-time hours to tax preparation and consulting. He also serves as Treasurer for Rotary District 6630, spending minimal time, and is an advisory board member for North West Bank, dedicating minimal time to quarterly meetings.
Employment History
Current Registrations
Simplicity Wealth
Previous Registrations
Ae Wealth Management, LLC
State Registrations1 state
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