GC
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Gary Cohen

49 Years of Experience
Las Vegas, NV
2 DisclosuresBroker

Gary Cohen is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Las Vegas, NV, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

400 S Rampart Blvd, Las Vegas, NV, 89145

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Closed-No Action
Customer Dispute
February 2010
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1999 - Present · 27 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - Present · 47 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1976 - September 1978 · 1 yr 9 mos
State Registrations33 states
ARAZCACOFLGAHIIAILINKSLAMAMDMEMIMNMOMTNCNHNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.