RH
RH
Robert Hather is a registered investment advisor at Hather, Robert K, based in San Luis Obispo, CA, with 32 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12 clients with $10M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
12 clients
Average Client Portfolio
$872K average
Assets Under Management
$10.5M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | Included |
| $5M+ | 0.50% |
The annual advisory fee for assets under management between $0 and $5,000,000 is between 0.75% and 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
San Luis Obispo, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1999Award / Judgment
Other Business Activities
Robert serves as a trustee for multiple Roffoni trusts. This activity requires a few hours per week.
Employment History
Current Registrations
Hather, Robert K
October 2020 - Present · 5 yrs 6 mos
Previous Registrations
Wachovia Securities, LLC
May 2003 - June 2006 · 3 yrs 1 mo
Wachovia Securities, LLCBroker
September 1990 - June 2006 · 15 yrs 9 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
February 1979 - September 1990 · 11 yrs 7 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.