Peter Rosengard
Peter Rosengard is a registered investment advisor at LPL Financial LLC, based in Moorestown, NJ, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
308 Harper Dr. Ste 101, Moorestown, NJ, 08057
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2005Customer Dispute
September 2004Other Business ActivitiesSells Insurance
Peter operates under several business entities, including R4 Risk and Wealth Solutions and R4 Enterprises, LLC, primarily for his LPL business and tax/investment purposes. He is also an agent for non-variable insurance, dedicating about half of his time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities, INCBroker
Metropolitan Life Insurance CompanyBroker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.