Ben Miller
Ben Miller is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Winston-Salem, NC, with 46 years of industry experience. Ben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1344 Ashley Square, Winston-Salem, NC, 27103
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Regulatory History (2)
Customer Dispute
November 2015Customer Dispute
August 2004Other Business ActivitiesSells Insurance
Ben is a statutory agent for Ben M Miller, Sole Prop and spends minimal time on this investment-related activity, which includes the sale of insurance products. He is also the President of Miller & Co Financial Planners Inc, dedicating about 10-20% of his time, and the owner of Miller Tax Services, spending a few hours per week preparing income taxes.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Anchor National Financial Services, INC.Broker
Carolina First Securities Group, INC.Broker
Integrated Resources Equity CorporationBroker
Thomson Mckinnon Securities INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.