TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
JB
JB
John Daniel Baasen
Northland Asset Management
56 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Northland Asset Management
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Loading...
Location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
May 2011
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Northland Asset Management
January 2015 - Present · 11 yrs 1 mo
Northland Securities, INC.
Broker
August 2011 - Present · 14 yrs 6 mos
Northland Securities, INC.
August 2011 - Present · 14 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - July 2011 · 6 mos
Wells Fargo Advisors, LLC
Broker
January 2011 - July 2011 · 6 mos
Wells Fargo Investments, LLC
September 2004 - January 2011 · 6 yrs 4 mos
Wells Fargo Brokerage Services, L.L.C.
Broker
January 2001 - August 2002 · 1 yr 7 mos
Wells Fargo Investments, LLC
Broker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.
Broker
November 1999 - May 2001 · 1 yr 6 mos
Wells Fargo Brokerage Services, L.L.C.
Broker
November 1999 - December 2000 · 1 yr 1 mo
U.S. Bancorp Piper Jaffray INC.
Broker
June 1985 - November 1999 · 14 yrs 5 mos
Kidder, Peabody & CO. Incorporated
Broker
May 1978 - June 1985 · 7 yrs 1 mo
Kidder, Peabody & CO., Incorporated
Broker
February 1978 - May 1978 · 3 mos
Paine, Webber, Jackson & Curtis Incorporated
Broker
December 1968 - February 1978 · 9 yrs 2 mos
State Registrations
15 states
AZ
CA
CO
FL
IL
MN
NV
NY
PA
SC
SD
TX
VT
WA
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.