Osterweis Capital Management (OCM) offers investment advice and wealth management services, including financial planning to clarify long-term goals and risk tolerance. OCM manages investments through three internal teams: core equity, small cap growth, and strategic income. Clients can choose from strategies involving equity, fixed income, or a combination. OCM focuses on securities traded on U.S. markets, with foreign securities playing a secondary role. OCM Inc. and OCM LLC operate as a single entity.
Fee Structure
Osterweis Capital Management (OCM) charges a fee based on a percentage of the value of your account. This fee does not include brokerage commissions or other expenses. The fee is payable quarterly, typically in advance. Related accounts may be grouped together for fee calculation purposes. OCM may reduce or waive fees at its discretion.
Here are the standard fee schedules:
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Core Equity, Small Cap Growth, and Balanced Portfolios (minimum account size $5 million):
- 1.25% per year on the first $10 million
- 1.00% per year on the next $15 million
- 0.75% per year on amounts over $25 million
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Core Equity, Small Cap Growth, and Balanced Portfolios for Eleemosynary Accounts (minimum account size $5 million):
- 1.00% per year on the first $10 million
- 0.75% per year on the next $15 million
- 0.65% per year on amounts over $25 million
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Strategic Income Portfolios (minimum account size $100 million):
- 0.75% per year
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Strategic Income Portfolios for Eleemosynary Accounts (minimum account size $100 million):
- 0.65% per year
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Small Cap Growth Portfolios for large Separately Managed Accounts (minimum account size $25 million):
- 0.95% per year on the first $25 million
- 0.85% per year on the next $25 million
- 0.75% per year on the next $50 million
- 0.65% per year on amounts over $100 million
OCM may charge fees up to 2.00% on accounts that do not meet the minimum account size. Fees may be negotiated for very large accounts.