Flaherty & Crumrine Incorporated
Assets Under Management
$4.1B
Number of Clients
16
Number of Advisors
N/A
Avg. Portfolio per Client
$254.0M
Avg. Managed per Advisor
N/A
Compensation
Fee-Only (% of Portfolio)
About This Firm
Flaherty & Crumrine manages investment portfolios primarily focused on preferred securities for institutions. The firm manages assets for closed-end investment companies, sub-advises open-end investment companies and exchange-traded funds, and manages portfolios for U.S. and foreign institutions. Flaherty & Crumrine's investment strategies focus on preferred securities, contingent capital securities, and similar debt securities.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.45% |
| $50.0M - $250.0M | 0.40% |
| $250M+ | 0.35% |
Fees may be negotiated depending on the size of the account and the investment services being provided. Minimum fee of $150,000.
Fee Estimator
Areas of Practice
Location
301 E Colorado Blvd, Suite 800, Pasadena, CA, 91101-1911