Vaughan Nelson Investment Management manages equity and fixed income portfolios for various clients, including high net worth individuals, foundations, endowments, corporations, and mutual funds. Vaughan Nelson aims to tailor its advisory services to the individual needs of clients within the acceptable limits of the selected investment strategy. Clients may impose restrictions on investing in certain securities or types of securities, including securities falling into Socially Responsible Investing categories.
Assets Under Management$16B
Clients416
Advisors7
Avg. per Client$38M
Avg. per Advisor$2.3B
Fee Structure
Minimum Investment:$3M
Investment management only (planning not offered)
Vaughan Nelson charges an annual fee based on a percentage of the value of your investments. The specific percentage varies depending on the investment strategy and the amount invested. Here are some examples:
- Small Cap Value:
- 1.00% on the first $25,000,000
- 0.85% on the next $25,000,000
- 0.75% on amounts over $50,000,000
- Value Opportunity (small/mid cap):
- 0.85% on the first $10,000,000
- 0.75% on the next $15,000,000
- 0.70% on the next $25,000,000
- 0.65% on amounts over $50,000,000
- Select (concentrated large cap):
- 1.00% on the first $25,000,000
- 0.85% on the next $25,000,000
- 0.75% on amounts over $50,000,000
- International:
- 1.00% on the first $25,000,000
- 0.85% on the next $75,000,000
- 0.80% on amounts over $100,000,000
- Emerging Markets:
- 1.10% on the first $25,000,000
- 1.00% on amounts over $25,000,000
- Global SMID:
- 0.90% on the first $10,000,000
- 0.85% on the next $15,000,000
- 0.80% on the next $25,000,000
- 0.75% on the next $50,000,000
- 0.65% on amounts over $100,000,000
- Core Fixed Income & Intermediate Fixed Income:
- 0.35% on the first $25,000,000
- 0.25% on the next $75,000,000
- 0.20% on amounts over $100,000,000
- Limited Maturity Fixed Income:
- 0.10% on the first $25,000,000
- 0.05% on the next $150,000,000
- 0.04% on amounts over $175,000,000
- Municipal Fixed Income:
- 0.35% on the first $25,000,000
- 0.25% on amounts over $25,000,000
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