Cathie D'itri
Cathie D'itri is a registered investment advisor at LPL Financial LLC, based in Newport Beach, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1048 Irvine Ave. Ste 783, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cathie operates under the DBA D'Itri Financial for securities and insurance activities. She is also an agent for accident & health, life, and variable insurance, and a board member for Highland Light Gate and Maintenance HOA, dedicating minimal time to HOA duties.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Finacorp SecuritiesBroker
Tdi, IncorporatedBroker
Mischler Financial Group, INC.Broker
Liberty Capital Markets, INC.Broker
Fidelity Distributors CorporationBroker
Bryan, Worley & CO., INC.Broker
Banctexas Securities INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
H. B. Shaine & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.