Phyllis Mitchell is a CFP-designated registered investment advisor, based in Ocean Park, MD, with 44 years of industry experience.
Location
9927 Stephen Decatur Highway, Suite 18, Ocean Park, MD, 21842
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phyllis is an insurance agent with The MacNamee Group/First Protective since 2002. She is also the owner of Phyllis Mitchell Financial Services, INC, an advisory representative of a RIA with CIRA, and an owner of Mitchell, Hastings, and Sweigert Financial Services, taking nearly full-time hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Phyllis R. Mitchell Financial Services, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Medallion Investment Services, INC.Broker
Medallion Advisory Services, LLC
Securities Service Network, INC.Broker
Ifg Network Securities, INC.Broker
Comprehensive Financial Services, INC.Broker
Southmark Financial Services, INC.Broker
Lincoln National Pension Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
Investors Diversified Services, INC.Broker
Ids Marketing CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.