Thomas Cook
Thomas Cook is a registered investment advisor at Mccauley Investment Advisory, LLC, based in Show Low, AZ, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 91 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K+ | 0.50% |
Annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
Show Low, AZ
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Thomas receives compensation from Cook Financial Services through commissions and fees, dedicating about 10% of his time. He is also an insurance agent and managing partner at Highland Advisory Group, LLC, spending a few hours per week on outsourced HR and payroll services.
Employment History
Current Registrations
Mccauley Investment Advisory, LLC
Previous Registrations
Pioneer Advisors, LLC
Ausdal Financial Partners, INC.
Tcg Consulting
Qa3 Financial LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.