RS
RS

Richard Joseph Schneiderman

44 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
1 client
Average Client Portfolio
$13.9M average
Assets Under Management
$13.9M

Fee Structure

Financial Planning:Investment management only
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Location

120 Eagle Rock Ave, Suite 300, East Hanover, NJ, 07936

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1994
Settled
Employment History
Current Registrations
Gms Group
July 2010 - Present · 15 yrs 7 mos
Gms GroupBroker
May 2009 - Present · 16 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2006 - May 2009 · 2 yrs 10 mos
Wells Fargo Advisors, LLCBroker
February 2001 - May 2009 · 8 yrs 3 mos
Prudential Securities IncorporatedBroker
April 1997 - February 2001 · 3 yrs 10 mos
First Interregional Equity CORP.Broker
November 1995 - May 1997 · 1 yr 6 mos
Halpert and Company, INC.Broker
August 1981 - November 1995 · 14 yrs 3 mos
State Registrations6 states
FLNCNJNYORPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Richard Joseph Schneiderman - Financial Advisor | TrueAdvisor