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Darrel Smith

44 Years of Experience
North Platte, NE
BrokerSells Insurance

Darrel Smith is a registered investment advisor at First Nebraska Financial Services, based in North Platte, NE, with 44 years of industry experience. Darrel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 468 clients with $410M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
468 clients
Average Client Portfolio
$883K average
Assets Under Management
$413.0M

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1M+1.00%

Fees above $1,000,000 are negotiable. Clients also pay a separate administrative fee to Focus Partners Advisor Solutions (FPAS).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

202 W. 2nd St., North Platte, NE, 69101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Darrel is on the North Platte Airport Authority Board, President/CEO/CCO of First Nebraska Advisory LLC (dedicating a few hours per week), and a partner at First Nebraska Financial Services (full-time). He is also a board member of the Nebraska Golf Association (minimal time) and co-owns rental properties.

Employment History
Current Registrations
First Nebraska Financial Services
April 2019 - Present · 7 yrs 1 mo
Osaic Wealth, INC.Broker
November 1989 - Present · 36 yrs 6 mos
Previous Registrations
Royal Alliance Associates, INC.
September 2000 - May 2019 · 18 yrs 8 mos
Integrated Resources Equity CorporationBroker
July 1987 - November 1989 · 2 yrs 4 mos
St. Paul Investors, INC.Broker
January 1983 - December 1983 · 11 mos
E. F. Hutton & Company INCBroker
February 1982 - August 1987 · 5 yrs 6 mos
State Registrations35 states
ALARAZCACOFLGAIAILINKSKYLAMDMIMNMOMSMTNCNDNENMNVNYOHOKORSCSDTNTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.