Dale Elks
Dale Elks is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in New Bern, NC, with 44 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
601 Chelsea Rd., New Bern, NC, 28561
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Regulatory History (1)
Financial
October 2020Other Business Activities
Dale is an agent and 1099 contractor for Dale Elks, CLU Estate Planning, dedicating about a quarter of his time. He also works as an advisory representative of a RIA for CIRA, spending nearly full-time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Valmark Securities, INC.Broker
Lincoln Financial Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.