Cindy Sipkin
Cindy Sipkin is a registered investment advisor at Cetera Investment Advisers LLC, based in Uniondale, NY, with 43 years of industry experience. Cindy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
50 Charles Lindbergh Blvd, Ste 420, Uniondale, NY, 11553
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cindy works as an agent/broker for Allied Wealth Partners, selling fixed insurance. This activity requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
New England SecuritiesBroker
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
Nathan & Lewis Securities, INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.