SM
SM
Steven Matthews
44 Years of Experience
Morristown, NJ
4 DisclosuresBroker
Steven Matthews is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (4)
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Customer Dispute
October 2006Settled
Customer Dispute
January 1989Settled
Regulatory
January 1989Final
Customer Dispute
November 1987Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
July 1997 - May 2008 · 10 yrs 10 mos
Citigroup Global Markets INC.Broker
July 1993 - May 2008 · 14 yrs 10 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
December 1983 - April 1988 · 4 yrs 4 mos
Drexel Burnham Lambert IncorporatedBroker
September 1981 - December 1983 · 2 yrs 3 mos
State Registrations36 states
ALAZCACOCTDCDEFLGAIDILINMAMDMEMIMNNCNDNENHNJNVNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.