Jeffrey Senglaub
Jeffrey Senglaub is a registered investment advisor at Independent Financial Group, LLC, based in Delafield, WI, with 44 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
3960 Hillside Dr., Ste. 201, Delafield, WI, 53018
Get directionsHistory
Regulatory History (7)
Customer Dispute
June 2021Customer Dispute
May 2021Customer Dispute
April 2021Customer Dispute
June 2009Customer Dispute
April 2008Customer Dispute
December 2003Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Jeffrey is involved in several real estate and business entities, including ownership of hunting land, an office building, and entities for tax/investment purposes. He is also an agent/representative for Lion Street, an insurance group for advisors, and spends nearly full-time as a registered representative at Senglaub Financial Group.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Sagepoint Financial, INC.Broker
American General Securities IncorporatedBroker
New England SecuritiesBroker
Capital Financial Services, INC.Broker
Capital Financial Services, INC.Broker
Charter Securities CorporationBroker
Affiliated Investment Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.