Jeffrey Senglaub
Jeffrey Senglaub is a registered investment advisor, based in Delafield, WI, with 44 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3960 Hillside Drive #201, Delafield, WI, 53018
Get directionsHistory
Regulatory History (7)
Customer Dispute
June 2021Customer Dispute
May 2021Customer Dispute
April 2021Customer Dispute
June 2009Customer Dispute
April 2008Customer Dispute
December 2003Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Jeffrey is involved in several real estate and business entities, including ownership of hunting land, an office building, and entities for tax/investment purposes. He is also an agent/representative for Lion Street, an insurance group for advisors, and spends nearly full-time as a registered representative at Senglaub Financial Group.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Apollon Wealth Management, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Sagepoint Financial, INC.Broker
American General Securities IncorporatedBroker
New England SecuritiesBroker
Capital Financial Services, INC.Broker
Capital Financial Services, INC.Broker
Charter Securities CorporationBroker
Affiliated Investment Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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