Manuel Lozano
Manuel Lozano is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Pasadena, CA, with 44 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Gateway Plaza, 300 North Lake Avenue, Suite 900, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (9)
Customer Dispute
March 2018Customer Dispute
September 2017Customer Dispute
August 2017Customer Dispute
July 2015Customer Dispute
October 2010Customer Dispute
July 2010Customer Dispute
October 2002Customer Dispute
January 1987Customer Dispute
October 1986Other Business Activities
Manuel is a part owner of the Hayes Apartment Building and involved in apartment rentals since 1983. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.