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George Riemer

43 Years of Experience
Bend, OR
3 DisclosuresBroker

George Riemer is a registered investment advisor at RBC Capital Markets, LLC, based in Bend, OR, with 43 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2220 NW Labiche Lane, Suite 210, Bend, OR, 97703

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Customer Dispute
October 2006
Denied
Customer Dispute
June 2006
Denied
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
May 2019 - Present · 7 yrs
RBC Capital Markets, LLC
May 2019 - Present · 7 yrs
RBC Capital Markets, LLC
May 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2009 - May 2019 · 10 yrs
Wells Fargo Clearing Services, LLCBroker
May 2009 - May 2019 · 10 yrs
Citigroup Global Markets INC.
April 2003 - May 2009 · 6 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - May 2009 · 15 yrs 10 mos
Lehman Brothers INC.Broker
March 1983 - July 1993 · 10 yrs 4 mos
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.