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H. Kerr

Janney Montgomery Scott LLC
45 Years of Experience
Blue Bell, PA
3 DisclosuresBroker
View SEC Summary
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H. Kerr is a registered investment advisor at Janney Montgomery Scott LLC, based in Blue Bell, PA, with 45 years of industry experience. H. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1767 Sentry Parkway West, Suite 110, Blue Bell, PA, 19422-2202

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Denied
Customer Dispute
September 2000
Withdrawn
Customer Dispute
October 1989
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

H. is the proposed Treasurer Officer for the Board of Directors at The Pathway School, a private school for special needs students. H. will be reporting financial numbers to the Board Members, dedicating minimal time and receiving no compensation.

Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2006 - Present · 20 yrs 7 mos
Janney Montgomery Scott LLCBroker
July 1996 - Present · 30 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - July 1996 · 5 yrs
Prudential Securities IncorporatedBroker
May 1987 - June 1991 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1981 - June 1987 · 5 yrs 10 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAHIILINKYLAMAMDMEMIMONCNENHNJNMNVNYPAPRRISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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