John Smith
John Smith is a registered investment advisor at First Nebraska Financial Services, based in North Platte, NE, with 44 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 468 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees above $1,000,000 are negotiable. Clients also pay a separate administrative fee to Focus Partners Advisor Solutions (FPAS).
Fee Estimator
Location
202 W. 2nd St., North Platte, NE, 69101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John owns First Nebraska Financial Services, Inc. since 1986, dedicating about 10-20% of their time to it, including insurance sales for asset protection risk. He is also an author and Vice President of First Nebraska Advisory LLC, spending minimal time on these activities.
Employment History
Current Registrations
First Nebraska Financial Services
Osaic Wealth, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.
Integrated Resources Equity CorporationBroker
E. F. Hutton & Company INCBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.