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Frank Brittingham

44 Years of Experience
Salisbury, MD
Broker

Frank Brittingham is a registered investment advisor at Cetera Investment Advisers LLC, based in Salisbury, MD, with 44 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

953 Mt Hermon Rd, Salisbury, MD, 21804

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Frank is a managing partner at CFS Inc., a financial services firm, dedicating full-time hours to this role. He also owns Frank L Brittingham, LLC, a real estate business, spending minimal time on rent collection and maintenance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2004 - March 2024 · 20 yrs 2 mos
Ifg Advisory Services INC
July 1998 - January 2004 · 5 yrs 6 mos
Ifg Network Securities, INC.Broker
January 1996 - January 2004 · 8 yrs
Comprehensive Financial Services, INC.Broker
October 1988 - January 1996 · 7 yrs 3 mos
Fsc Securities CorporationBroker
June 1986 - October 1988 · 2 yrs 4 mos
Chubb Securities CorporationBroker
July 1982 - June 1986 · 3 yrs 11 mos
Waddell & Reed, INC.Broker
November 1981 - June 1982 · 7 mos
State Registrations16 states
ALDEFLIAMDMEMOMTNCNJOHORSCTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.