HV
HV

Hossain Varzi

43 Years of Experience
Atlanta, GA
Broker

Hossain Varzi is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Atlanta, GA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

3455 Peachtree Rd Ne, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hossain owns a rental property in Panama City Beach, Florida, since 2010. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - Present · 17 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
November 2002 - April 2007 · 4 yrs 5 mos
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
Oppenheimer & CO., INC.Broker
March 1995 - April 1995 · 1 mo
Cibc World Markets CORP.Broker
August 1991 - July 2000 · 8 yrs 11 mos
Prudential-Bache Securities INC.Broker
August 1989 - September 1990 · 1 yr 1 mo
Thomson Mckinnon Securities INC.Broker
February 1989 - August 1989 · 6 mos
Prudential-Bache Securities INC.Broker
September 1985 - September 1990 · 5 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1984 - September 1985 · 1 yr 8 mos
Hereth, Orr & Jones, INC.Broker
October 1981 - December 1983 · 2 yrs 2 mos
State Registrations34 states
ALARAZCACOCTDCFLGAIDILKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHORSCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.