Jorge Lopes
Jorge Lopes is a registered investment advisor at Oneamerica Securities, INC., based in New Haven, CT, with 27 years of industry experience. Jorge operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
New Haven, CT
Get directionsHistory
Regulatory History (1)
Judgment / Lien
October 2019Other Business ActivitiesSells Insurance
Jorge sells non-variable insurance products, including fixed life and fixed annuities. He is also a Medicare advisor for Lopes Associates and an election moderator for the City of New Haven, Registrar of Voters.
Employment History
Current Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Allstate Financial Services, LLCBroker
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Investment Advisors International, INC.
World Group Securities, INC.Broker
NFP Securities, INC.Broker
AXA Advisors, LLCBroker
Ing Financial Advisers, LLCBroker
Chase Investment Services CORP.Broker
Newalliance Investments, INC.Broker
Wachovia Securities, LLCBroker
Ppi Employee Benefits CorporationBroker
MML Investors Services, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Philadelphia Financial Advisors, INC.Broker
Gna Securities, INC.Broker
David Lerner Associates, INC.Broker
Philadelphia Financial Advisors, INC.Broker
H. C. Copeland and Associates Equities, INC.Broker
Anchor National Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.