Allen Dearing
Allen Dearing is a registered investment advisor at LPL Financial LLC, based in Elm Grove, WI, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12700 W. Bluemound Rd, Ste 208, Elm Grove, WI, 53122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allen operates Elmbrook Associates as a DBA for his LPL business, dedicating full-time hours to it. He also spends a few hours per week on non-variable insurance activities through Elmbrook Associates.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Annex Wealth Management, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
LPL Financial Corporation
LPL Financial CorporationBroker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Dreher & Associates, INC.Broker
Equable Securities CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.