Patricia Williams is a registered investment advisor at The Delta Group, based in Sonoma, CA, with 43 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 29 clients with $49M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | Included |
Fee Estimator
Location
651-C Broadway St., Sonoma, CA, 95476
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Patricia owns Delta Advisors, an RIA firm, and spends a few hours per week on it after market hours. She also grows fruit and sells it at farmers markets for minimal time per week, and sells sewing supplies to friends and family on weekends at a very low volume.
Employment History
Current Registrations
The Delta Group
Oak Tree Securities, INC.Broker
Previous Registrations
The Delta Group
E.F. Daly Financial GroupBroker
Shuman, Orth & Company, INC.Broker
Planner's Independent Management, INC.Broker
Granite CapitalBroker
Private Ledger Financial Services, IncorporatedBroker
Financial Planners Equity CorporationBroker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.