Luis Manriquez is a registered investment advisor, based in Tucson, AZ, with 44 years of industry experience.
Location
4280 N Campbell Ave, Suite 200, Tucson, AZ, 85718
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005Denied
Other Business Activities
Luis prepares income tax returns for friends and family and dedicates nearly all of his time to activities related to his LPL business and Wealth Enhancement Advisory Services. He provides investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
December 2024 - Present · 1 yr 7 mos
Wealth Enhancement Advisory Services, LLC
November 2024 - Present · 1 yr 8 mos
Previous Registrations
LPL Financial LLC
May 2023 - June 2023 · 1 mo
Householder Group Estate & Retirement Specialists
January 2023 - November 2024 · 1 yr 10 mos
LPL Financial LLC
February 2004 - April 2023 · 19 yrs 2 mos
LPL Financial LLCBroker
December 2003 - June 2025 · 21 yrs 6 mos
Wells Fargo Investments, LLCBroker
January 2002 - December 2003 · 1 yr 11 mos
Linsco/private Ledger CORP.Broker
August 1995 - January 2002 · 6 yrs 5 mos
Equico Securities, INC.Broker
August 1993 - September 1995 · 2 yrs 1 mo
The Equitable Life Assurance Society of the United StatesBroker
August 1993 - September 1995 · 2 yrs 1 mo
Smith Barney Shearson INC.Broker
July 1993 - August 1993 · 1 mo
Lehman Brothers INC.Broker
September 1991 - July 1993 · 1 yr 10 mos
Waddell & Reed, INC.Broker
September 1981 - September 1991 · 10 yrs
State Registrations22 states
AKAZCACODCFLGAILKSMEMIMNNCNMNYOHOKORPATXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.