William Westcott
William Westcott is a registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2030 E. Speedway, #202, Tucson, AZ, 85719
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2023Criminal
August 1972Criminal
March 1972Other Business Activities
William is associated with Bill Westcott, Inc. and Event Driven Media Partners for investment purposes, dedicating most of his time to the former. He also serves as a board member for Potoff Private Philanthropy, a non-profit, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Legend Equities CorporationBroker
Legend Capital CorporationBroker
The Variable Annuity Marketing CompanyBroker
H. C. Copeland and Associates Equities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.