Anthony Sutera is a registered investment advisor at Morgan Stanley, based in Wilmington, NC, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1111 Military Cutoff Road, Wilmington, NC, 28405
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2015 - Present · 11 yrs 4 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
The Buckingham Research Group IncorporatedBroker
October 1985 - January 2014 · 28 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1981 - December 1984 · 3 yrs 3 mos
State Registrations23 states
ALAZCACOCTFLGAKSKYMAMDMINCNHNJNYOHPAPRSCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.