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ChFC

Jeffrey Brown

Kestra Advisory Services, LLC
44 Years of Experience
Warwick, RI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Brown is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Warwick, RI, with 44 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

67 Jefferson Blvd, Warwick, RI, 02888

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jeffrey is the owner of Jefferson Advisors, where he engages in registered rep activities and investment advisory services, dedicating about 10-20% of his time. He also provides consulting services and manages his LLC's real estate partnership, spending minimal time on these activities, and is an honorary board member for Jewish Family Service.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLCBroker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
NFP Advisor Services, LLC
October 2014 - September 2016 · 1 yr 11 mos
Financial Telesis INCBroker
June 2012 - September 2014 · 2 yrs 3 mos
MML Investors Services, LLC
October 2000 - June 2012 · 11 yrs 8 mos
MML Investors Services, LLCBroker
April 1982 - June 2012 · 30 yrs 2 mos
Massachusetts Mutual Life Insurance CompanyBroker
October 1981 - January 1988 · 6 yrs 3 mos
State Registrations7 states
CTFLILMANHNYRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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