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Christopher Pelley

Berthel Fisher & Company Financial Services, INC.
44 Years of Experience
Denver, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Christopher Pelley is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Denver, CO, with 44 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 3,352 clients with $910M in assets under management.

Berthel Fisher & Company Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
3,352 clients
Average Client Portfolio
$270K average
Assets Under Management
$906.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable fee across programs is 2.50% annually. Actual fees are negotiable and vary by advisor, account size, and platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4600 S Syracuse St, 9th Floor, Denver, CO, 80237

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2002
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher is a financial advisor at Apollon Wealth Management, dedicating nearly full-time hours to finding and serving clients. He also works as an agent for Apollon Agency, SafeHaven Asset Protection, PKS Financial, and Fixed Insurance, selling fixed insurance products, life insurance, LTC, and fixed annuities, spending about a quarter of his time on these activities. Christopher also has a holding company called Pelley Group, Inc.

Employment History
Current Registrations
Bfc Planning, INC.
September 2026 - Present · 2 mos
Berthel, Fisher & Company Financial Services, INC.Broker
September 2026 - Present · 2 mos
Berthel, Fisher & Company Financial Services, INC.
September 2026 - Present · 2 mos
Everspire
March 2026 - Present · 8 mos
Mhl InvestmentsBroker
March 2026 - Present · 8 mos
Mhl Investments
March 2026 - Present · 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2022 - March 2026 · 4 yrs 2 mos
Apollon Wealth Management, LLC
December 2021 - March 2026 · 4 yrs 3 mos
Moloney Securities CO., INC.Broker
May 2016 - December 2021 · 5 yrs 7 mos
Moloney Securities Asset Management LLC
May 2016 - December 2021 · 5 yrs 7 mos
Moloney Investment Advisory LLC
May 2016 - December 2016 · 7 mos
RBC Capital Markets, LLCBroker
October 2014 - June 2016 · 1 yr 8 mos
RBC Capital Markets, LLC
October 2014 - June 2016 · 1 yr 8 mos
First Allied Advisory Services, INC.
July 2012 - November 2014 · 2 yrs 4 mos
First Allied Securities, INC.Broker
May 2010 - November 2014 · 4 yrs 6 mos
First Allied Securities, INC.
May 2010 - July 2012 · 2 yrs 2 mos
Securities Service Network, INC.Broker
September 2002 - May 2010 · 7 yrs 8 mos
Capital Investment Management
January 1999 - June 2015 · 16 yrs 5 mos
Capital Investment Management
January 1999 - December 2014 · 15 yrs 11 mos
Securities America, INC.Broker
February 1995 - September 2002 · 7 yrs 7 mos
Linsco/private Ledger CORP.Broker
March 1993 - February 1995 · 1 yr 11 mos
Financial Network Investment CorporationBroker
January 1993 - April 1993 · 3 mos
Multi-Financial Securities CorporationBroker
August 1992 - January 1993 · 5 mos
Fbs Investment Services, INC.Broker
March 1991 - July 1992 · 1 yr 4 mos
Lehman Brothers INC.Broker
September 1989 - April 1991 · 1 yr 7 mos
Fsc Securities CorporationBroker
October 1987 - August 1989 · 1 yr 10 mos
Consolidated Investment Services, INC.Broker
December 1985 - October 1987 · 1 yr 10 mos
Integrated Resources Equity CorporationBroker
December 1983 - December 1985 · 2 yrs
Financial Planners Equity CorporationBroker
February 1983 - December 1983 · 10 mos
Manequity, INC.Broker
November 1981 - September 1982 · 10 mos
State Registrations9 states
COFLLAMNMONCPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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