CP
CP

Christopher Pelley

43 Years of Experience
Mount Pleasant, SC
1 DisclosureBrokerSells Insurance

Christopher Pelley is a registered investment advisor, based in Mount Pleasant, SC, with 43 years of industry experience.

Location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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History

Regulatory History (1)
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Regulatory
January 2002
Final
Other Business ActivitiesSells Insurance

Christopher is a financial advisor at Apollon Wealth Management, dedicating nearly full-time hours to finding and serving clients. He also works as an agent for Apollon Agency, SafeHaven Asset Protection, PKS Financial, and Fixed Insurance, selling fixed insurance products, life insurance, LTC, and fixed annuities, spending about a quarter of his time on these activities. Christopher also has a holding company called Pelley Group, Inc.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2022 - Present · 4 yrs 4 mos
Apollon Wealth Management, LLC
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Moloney Securities CO., INC.Broker
May 2016 - December 2021 · 5 yrs 7 mos
Moloney Securities Asset Management LLC
May 2016 - December 2021 · 5 yrs 7 mos
Moloney Investment Advisory LLC
May 2016 - December 2016 · 7 mos
RBC Capital Markets, LLC
October 2014 - June 2016 · 1 yr 8 mos
RBC Capital Markets, LLCBroker
October 2014 - June 2016 · 1 yr 8 mos
First Allied Advisory Services, INC.
July 2012 - November 2014 · 2 yrs 4 mos
First Allied Securities, INC.Broker
May 2010 - November 2014 · 4 yrs 6 mos
First Allied Securities, INC.
May 2010 - July 2012 · 2 yrs 2 mos
Securities Service Network, INC.Broker
September 2002 - May 2010 · 7 yrs 8 mos
Capital Investment Management
January 1999 - June 2015 · 16 yrs 5 mos
Capital Investment Management
January 1999 - December 2014 · 15 yrs 11 mos
Securities America, INC.Broker
February 1995 - September 2002 · 7 yrs 7 mos
Linsco/private Ledger CORP.Broker
March 1993 - February 1995 · 1 yr 11 mos
Financial Network Investment CorporationBroker
January 1993 - April 1993 · 3 mos
Multi-Financial Securities CorporationBroker
August 1992 - January 1993 · 5 mos
Fbs Investment Services, INC.Broker
March 1991 - July 1992 · 1 yr 4 mos
Lehman Brothers INC.Broker
September 1989 - April 1991 · 1 yr 7 mos
Fsc Securities CorporationBroker
October 1987 - August 1989 · 1 yr 10 mos
Consolidated Investment Services, INC.Broker
December 1985 - October 1987 · 1 yr 10 mos
Integrated Resources Equity CorporationBroker
December 1983 - December 1985 · 2 yrs
Financial Planners Equity CorporationBroker
February 1983 - December 1983 · 10 mos
Manequity, INC.Broker
November 1981 - September 1982 · 10 mos
State Registrations23 states
AZCACOFLIAILKSMNMONCNENMNVOKPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.