Cathy Kosley is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 California Street 23rd Floor, San Francisco, CA, 94111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 1999 - June 2009 · 10 yrs 2 mos
Citigroup Global Markets INC.Broker
March 1999 - June 2009 · 10 yrs 3 mos
Cigna Financial Advisors,inc.Broker
September 1988 - December 1997 · 9 yrs 3 mos
The Great-West Life Assurance CompanyBroker
October 1981 - February 1988 · 6 yrs 4 mos
State Registrations18 states
AZCACODCFLGAIAIDINMDMINJNVNYORPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.