Raymond Clark
Raymond Clark is a CFP-designated registered investment advisor at The Clark Group Asset Management, based in Dana Point, CA, with 25 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 469 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are negotiable at the firm's discretion.
Fee Estimator
Location
24941 Dana Point Harbor Drive, Suite C210, Dana Point, CA, 92629
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1993Other Business Activities
Raymond is the president of Pachira Investments, Inc. DBA The Clark Group Asset Management, a registered investment advisor (RIA). This activity takes nearly all of Raymond's time.
Employment History
Current Registrations
The Clark Group Asset Management
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Deutsche Bank Securities INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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