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Jeffrey Luxenberg

Wells Fargo Advisors
44 Years of Experience
New York, NY
7 DisclosuresBroker
View SEC Summary
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Jeffrey Luxenberg is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 44 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

767 5th Ave 33rd Fl, [Y2-Rbo], New York, NY, 10153

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Customer Dispute
March 2009
Settled
Customer Dispute
May 2007
Denied
Customer Dispute
January 2004
Denied
Customer Dispute
March 2002
Settled
Customer Dispute
June 1999
Settled
Customer Dispute
December 1997
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
August 2022 - Present · 4 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Morgan Stanley
May 2020 - August 2022 · 2 yrs 3 mos
Morgan StanleyBroker
November 2013 - August 2022 · 8 yrs 9 mos
Jefferies LLCBroker
August 2006 - November 2013 · 7 yrs 3 mos
Bear, Stearns & CO. INC.Broker
July 2002 - September 2006 · 4 yrs 2 mos
Lehman Brothers INC.Broker
May 1998 - July 2002 · 4 yrs 2 mos
Prudential Securities IncorporatedBroker
November 1994 - May 1998 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1991 - November 1994 · 3 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1989 - February 1991 · 1 yr 10 mos
Drexel Burnham Lambert IncorporatedBroker
October 1985 - April 1989 · 3 yrs 6 mos
Halpert, Oberst and CompanyBroker
November 1981 - October 1985 · 3 yrs 11 mos
State Registrations13 states
AZCACTDCDEFLILMDMINJNVNYRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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