JL
JL

James Laughton

44 Years of Experience
Reno, NV
2 DisclosuresBroker

James Laughton is a registered investment advisor at Wells Fargo Advisors, based in Reno, NV, with 44 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

6900 S Mccarran Blvd, Ste 1030, Reno, NV, 89509

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018
Denied
Regulatory
September 2003
Final
Other Business Activities

James has ownership in several investment-related entities, including Baseline Commercial NC, LLC, McMillan House LLC, Iconic Wealth Advisory Group LLC, Ascendt Capital LLC, 49163 Maccele Road LLC, and a rental property. He also serves as a trustee or co-trustee for multiple family trusts and manages commercial rental properties and a family real estate business, dedicating full-time hours to Iconic Wealth Advisory Group LLC and Ascendt Capital LLC.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Wells Fargo Advisors
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2022 · 18 yrs 10 mos
Wells Fargo Clearing Services, LLC
July 2003 - May 2022 · 18 yrs 10 mos
Prudential Securities Incorporated
May 1995 - July 2003 · 8 yrs 2 mos
Prudential Securities IncorporatedBroker
October 1981 - July 2003 · 21 yrs 9 mos
State Registrations41 states
AKALARAZCACOCTFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.