JG
CFP
JG
CFP

Joan Goshow

44 Years of Experience
Exton, PA
Broker

Joan Goshow is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Exton, PA, with 44 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

707 Eagleview Blvd, Ste 104 1st Fl, Exton, PA, 19341

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Wells Fargo Advisors
December 2006 - Present · 19 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - December 2006 · 3 yrs 5 mos
Prudential Securities IncorporatedBroker
October 1981 - July 2003 · 21 yrs 9 mos
State Registrations16 states
CACTDCDEFLGAMAMDNCNJNYORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joan Goshow - Financial Advisor | TrueAdvisor