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Charles Fish
29 Years of Experience
Irvine, CA
2 Disclosures
Charles Fish is a registered investment advisor at Charles Fish Investments, INC., based in Irvine, CA, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 42 clients with $340M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
42 clients
Average Client Portfolio
$8.1M average
Assets Under Management
$342.1M
Fee Structure
Minimum Investment:$2M
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.50% |
| $2.0M - $15.0M | 0.38% |
| $15.0M - $50.0M | 0.25% |
| $50M+ | 0.13% |
Rates on certain discretionary fixed income portfolios may be negotiable. The assets of related discretionary accounts may be combined for the purpose of calculating the breakpoint on fees.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
30 Corporate Park, Suite 410, Irvine, CA, 92606
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2010Final
Civil
December 2009Final
Employment History
Current Registrations
Charles Fish Investments, INC.
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Rockwater Municipal Advisors, LLC
April 2008 - December 2009 · 1 yr 8 mos
Charles Fish Investments, INC.
September 1996 - December 2009 · 13 yrs 3 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.