TrueAdvisor
TrueAdvisor
CF
CF

Charles Fish

Charles Fish Investments, INC.
30 Years of Experience
Irvine, CA
2 Disclosures
View SEC Summary
View SEC Summary

Charles Fish is a registered investment advisor at Charles Fish Investments, INC., based in Irvine, CA, with 30 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 42 clients with $330M in assets under management.

Charles Fish Investments, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
42 clients
Average Client Portfolio
$7.9M average
Assets Under Management
$331.3M

Fee Structure

Minimum Investment:$2M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.88%
$5.0M - $10.0M0.75%
$10M+0.63%

Rates shown are for multi-asset portfolios. Fixed income portfolios have a separate, lower schedule starting at 0.50%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Corporate Park, Suite 410, Irvine, CA, 92606

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Final
Civil
December 2009
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Fish Investments, INC.
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Rockwater Municipal Advisors, LLC
April 2008 - December 2009 · 1 yr 8 mos
Charles Fish Investments, INC.
September 1996 - December 2009 · 13 yrs 3 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Irvine, CA →All financial advisors in California →