Paul Miller
Paul Miller is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Maquoketa, IA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
119 South Main St, Ste #4, Maquoketa, IA, 52060
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is a notary, spending minimal time on it. He also works with Insurance Planning Services Corporation selling non-variable insurance, taking nearly full-time hours, and has a business entity for tax/investment purposes, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Signator Investors, INC.Broker
Signator Investors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Ameritas Investment CORP.Broker
Financial Network Investment CorporationBroker
Berthel, Fisher & Company Financial Services, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Berthel, Fisher & Fleischman Financial Services, INC.Broker
Moramerica Financial Services, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.