AH
AH

Andrew Hawson

43 Years of Experience
Ridge, NY
1 DisclosureBroker

Andrew Hawson is a registered investment advisor at LPL Financial LLC, based in Ridge, NY, with 43 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

1880 Middle Country Rd, Ridge, NY, 11961

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2004
Settled
Other Business Activities

Andrew operates under the DBA Webster Investments for his LPL business since 2021. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
August 2011 - Present · 15 yrs 2 mos
LPL Financial LLCBroker
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
April 2018 - October 2023 · 5 yrs 6 mos
Ifmg Securities, INC.Broker
July 2001 - May 2008 · 6 yrs 10 mos
Essex National Securities, INC.Broker
August 1996 - July 2001 · 4 yrs 11 mos
Essex National Securities, INC.Broker
August 1996 - August 1996 · 0 mos
John Hancock Distributors, INC.Broker
October 1982 - August 1996 · 13 yrs 10 mos
John Hancock Mutual Life Insurance CompanyBroker
October 1982 - August 1996 · 13 yrs 10 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.