Scott Nowak is a registered investment advisor at LPL Financial LLC, based in Franklin, WI, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Franklin, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott operates Elmbrook Associates as a DBA for his LPL business since 2019. This activity, which is investment-related, takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
LPL Financial CorporationBroker
LPL Financial Corporation
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Dreher & Associates, INC.Broker
Equable Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.