JI
JI
Joseph Rinaldi,
24 Years of Experience
Rockville, MD
2 Disclosures
Joseph Rinaldi, is a registered investment advisor at Quantum Financial Advisors INC, based in Rockville, MD, with 24 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 362 clients with $510M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
362 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$507.1M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.60% |
Fees are negotiable at Quantum Financial Advisors' discretion.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
51 Monroe Street, Suite 1902, Rockville, MD, 20850
Get directionsHistory
Regulatory History (2)
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Regulatory
June 2004Final
Regulatory
December 2003Final
Employment History
Current Registrations
Quantum Financial Advisors INC
October 2004 - Present · 21 yrs 7 mos
Previous Registrations
Ras Securities CORP.Broker
October 1995 - December 1995 · 2 mos
Gruntal & CO. IncorporatedBroker
January 1994 - September 1994 · 8 mos
Aegis Securities CorporationBroker
September 1991 - November 1991 · 2 mos
Morgan Stanley Market Products INC.Broker
July 1987 - February 1988 · 7 mos
Morgan Stanley & CO., IncorporatedBroker
December 1986 - October 1987 · 10 mos
First Investors CorporationBroker
November 1981 - September 1982 · 10 mos
State Registrations1 state
MD
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.