Jay Goldberg is a CFP-designated registered investment advisor at Mosaic Advisors, based in Houston, TX, with 25 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 61 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mosaic Advisors primarily uses a flat retainer model. However, a small percentage of clients (less than 5%) pay a fee based on the value of their portfolio. These fees range from 0.20% to 1.00% annually, decreasing as the portfolio value increases. The fee is payable quarterly, either in arrears or in advance, and may be negotiable.
Location
3773 Richmond Avenue, Suite 700, Houston, TX, 77046
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Regulatory History (1)
Customer Dispute
May 1991Employment History
Current Registrations
Mosaic Advisors
Previous Registrations
Fsc Securities Corporation
Bosc, INC.
Bbva Wealth Solutions INC.
Swbt Securities, INC.
Raymond James & Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.