Frank Diulus
Frank Diulus is a registered investment advisor at LPL Financial LLC, based in East Amherst, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
East Amherst, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2000Other Business ActivitiesSells Insurance
Frank has been an insurance agent since 1980, dedicating about half their time to this activity. He sells fixed annuities, life, and health insurance products with various companies.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
1717 Capital Management CompanyBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Cadaret, Grant & CO., INC.Broker
American General Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
New England SecuritiesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.